Cedric brings over 20 years of extensive experience in regulatory compliance, risk management, and financial operations within Canada’s private investment sector. He has a proven track record of designing and leading compliance programs for Exempt Market Dealers, fund managers, and financial service providers.
With a strong background in regulatory advisory and operational execution, he is committed to helping firms navigate complex regulations, mitigate risk, and build robust compliance frameworks that promote lasting value and organizational resilience.
He holds an MBA from McGill University and multiple industry certifications, including the Chartered Investment Manager (CIM) designation.
Advisory
Expert guidance to navigate complex regulations, align your compliance framework with evolving standards, and foster a culture of integrity and accountability.
Fractional Chief Compliance Officer (CCO)
Regulatory Strategy & Liaison
Governance, Business Continuity & Oversight
Registration & Licensing Advisory
Regulatory Change Management
Execution
Reliable compliance execution that keeps your operations efficient, compliant and audit ready.
AML/ATF & FINTRAC Compliance Program
KYC, Suitability, & Investor Onboarding
KYP & Product Due Diligence
Policies, Procedures & Documentation
UBO Identification & Recordkeeping
Suitability & Recordkeeping Frameworks
Enablement
We strengthen your team’s compliance fluency and infrastructure through training, tools, and readiness support for audits or inspections.
Training & Compliance Awareness
RegTech Advisory & Integration
Audit & Regulatory Exam Preparedness
Internal Controls & Compliance Reviews
Data Protection & Privacy Readiness
